Duncker & Humblot GmbH

Die Neuausrichtung des prudentiellen Regulierungsrahmens für Wertpapierfirmen: 303

Name: Die Neuausrichtung des prudentiellen Regulierungsrahmens für Wertpapierfirmen: 303
Brand: Duncker & Humblot GmbH
SKU: 76a747bea290b870de3ddb6dcc171277

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Afbeelding van Die Neuausrichtung des prudentiellen Regulierungsrahmens für Wertpapierfirmen: 303

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Beschrijving

Bol Partner 'The New Prudential Framework for Investment Firms': The thesis examines the regulatory framework for investment firms newly established by the Investment Firms Directive and Regulation (IFD/IFR) and the German Investment Firm Act (WpIG). It analyses the departure from the former approach based on equal treatment of investment firms and credit institutions and assesses whether the new regime ensures risk-adequate and proportionate regulation. The focus lies on firm classification and capital requirements based on K-factors.

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Beschrijving (1)

'The New Prudential Framework for Investment Firms': The thesis examines the regulatory framework for investment firms newly established by the Investment Firms Directive and Regulation (IFD/IFR) and the German Investment Firm Act (WpIG). It analyses the departure from the former approach based on equal treatment of investment firms and credit institutions and assesses whether the new regime ensures risk-adequate and proportionate regulation. The focus lies on firm classification and capital requirements based on K-factors.

Lees meer